导读：2026年3月10日，美国司法部（DOJ）正式发布史上首个全部门统一的企业刑事执法政策（CEP），该政策的出台标志着美国在企业刑事合规监管领域实现了执法标准的统一，对全球企业合规实践具有重要影响。

该政策以“自愿披露、全面合作、有效整改”为核心原则，明确规定，对于主动披露内部不当行为、全力配合司法部调查且及时完成问题整改的企业，在无特殊加重情节的前提下，司法部将依法作出不起诉决定。据悉，该政策适用于除反垄断案件外的所有企业刑事案件，将全面取代此前各部门及联邦检察官办公室各自适用的企业执法规则。

美国司法部副总检察长Todd Blanche、刑事司助理总检察长A. Tysen Duva均表示，该政策旨在提升企业刑事执法的透明度与公平性，既通过明确激励机制引导企业主动纠错、履行合规责任，也将强化涉事个人的责任追究，切实维护美国民众合法权益与市场公平秩序。

The U.S. Department of Justice released the first-ever department-wide corporate enforcement policy for criminal matters, promoting uniformity, predictability, and fairness in how it pursues white-collar cases to protect the american people.

Deputy Attorney General Todd Blanche stated: "This department of justice is committed to transparency and fairness, and our first-ever department-wide corporate enforcement policy is yet another example of that. This policy draws on decades of experience across the department and creates incentives for companies to come forward and do the right thing when misconduct occurs so that we may hold accountable the individual wrongdoers. Well-intentioned businesses know that, across the department, they will be rewarded when they self-disclose wrongdoing, cooperate with our investigations, and remediate the misconduct. But for those that do not, make no mistake - we will not hesitate to seek appropriate resolutions against companies and individuals alike that perpetrate white collar offenses that harm american interests."

Assistant Attorney General A. Tysen Duva of the Justice Department's Criminal Division said: "The criminal division has a long and storied history of corporate enforcement, and the corporate enforcement policy announced today takes the principles the division has long promoted - disclosure, cooperation, and remediation - and applies them uniformly across the department. The division's own corporate enforcement policy traces its roots to 2016. Since that time, based on our experience prosecuting the most sophisticated white-collar schemes, we refined our approach, culminating in the revisions announced in May 2025. Having helped craft the department-wide policy, our prosecutors will continue to reward good corporate behavior, seek individual accountability, and root out criminal conduct in our mission to protect the american people."

The department-wide corporate enforcement policy (CEP) provides concrete benefits to incentivize companies to voluntarily disclose discovered misconduct, cooperate with investigations, and timely and appropriately remediate the wrongdoing. For companies that do so, absent certain limited aggravating circumstances, the department will decline to prosecute the company. The CEP applies to all corporate criminal cases across the department (aside from those relating to antitrust), superseding all component-specific or U.S. attorney's office-specific corporate enforcement policies currently in effect.

原标题：DOJ Unveils Superseding Policy For Corporate Criminal Cases

作者：Sarah Jarvis

出处 ：Law360，发布链接：https://www.law360.com/articles/2451343/doj-unveils-superseding-policy-for-corporate-criminal-cases，发布时间：2026 年 3 月 10 日晚 8 点 27 分（美国东部时间）

导读：由豆包辅助生成，仅供参考